Over the past
week I have reviewed Palace of Treason
by Jason Matthews and put up a pair of posts about Vladimir Putin as he appears
as a named character in the book. In this post I will discuss legal issues. If
an author is inspired by a real life person, especially a living person, they
will normally disguise the character created by the inspiration so that it is
credible to claim they have created a fictional character. Writers considering
the use of living real life people as characters should reflect carefully on
the potential consequences.
The primary
legal concern for an author is to avoid a claim of defamation. Libel is the
written form of defamation. I will use the Wikipedia definition:
Under common law
to constitute defamation, a claim must generally be false and have been made to someone other than the person
defamed.
On proving
libel in America Wikipedia continues:
There are several ways a person must go about
proving that libel has taken place. For example, in the United States, the
person must prove that the statement was false, caused harm, and was made
without adequate research into the truthfulness of the statement. These steps
are for an ordinary citizen. For a celebrity or a public official, the person
must prove the first three steps and that the statement was made with
the intent to do harm or with reckless disregard for the truth, which is
usually specifically referred to as "proving malice".
At the blog,
Rights of Writers, an American lawyer, Mark Fowler, provides tips to writers on
avoiding defamation:
2. If you model a negatively portrayed character
after a real person, change as many identifying details as you reasonably can:
name, place of residence, age, physical description, personal background,
occupation, relationships with other characters -- even the character's sex or
ethnicity.
3. Don't use a name for your villain that echoes or
conjures up the name of a real person on whom the character is based, e.g.,
Donald Knight should not be renamed Ronald Day in your novel.
An article in
The Telegraph sets out the perils in
England of using a real life name:
Much the same thing happened to DJ Taylor when he published his second
novel, Real Life, in 1991. For reasons Taylor is still at a loss to explain, he
used the name of someone he’d met fleetingly five years earlier for one of his
main characters – a man who happened to be a Soho porn baron, a former
associate of the Kray Twins and the maker of films such as Nazi Death Camp and
Spank Academy.
Taylor had inadvertently given his character the same number of
children
as the real Mr X, and had him living in the same area of
London. Nor did it
help that he’d misspelled the man’s name –
this was taken by his lawyers to be
a ham-fisted attempt to cover
his tracks. In the end Taylor and his publishers
settled out of
court for a sum “in the lower end of five figures”.
Contractually
bound to indemnify his publishers, Taylor ended up paying half
of
it himself.
“The whole thing was incredibly traumatic,” he says now. “I
realised
just how serious it was when I got a call from my
solicitor advising me to put
any property I had into my wife’s
name. What made it worse was that it was
plainly an innocent
mistake. But looking back, I think I was an idiot and
deserved
everything I got. At the same time it’s unquestionably true that
the
libel laws are stacked against the writer.”
I certainly
appreciate libel laws are different between America and England. At the same
time I expect Palace of Treason will
be published in both nations.
Applying the
above information to the Putin of Palace
of Treason Matthews cannot argue the character is not patterned after the
real life man. There was not the slightest attempt to disguise the
character. The Putin of the book is the
President of Russia and his personal history and appearance are exactly the
real life Putin.
Using Putin
was not accidental or incidental. He is a significant character.
In the book
he is portrayed as a murderous venal man. If the statements are not true how
could they not be defamatory? What research and proof Matthews would have of
the characterization would certainly be interesting.
Considering
the nature of the portrayal of Putin as a villain I see harm caused the
President.
In America
the issue of malice would probably focus on whether there was a reckless
disregard of the truth.
Matthews has
totally ignored Fowler’s tips to writers.
For Matthews to
rely on the disclaimer in the book that “any references” to “real people” are “used fictitiously” to
defend his depiction is a perilous defence. The book makes Putin as “real” as
possible.
Now would the
President of Russia travel forth to sue in England or the United States and
subject himself to the scrutiny of courts is a different question.
Some years
ago in America there was an example of a public figure whose real name was used
in a work of fiction and did not take action against the author. Details are set out in an article, The Ethics of Fiction Writing by Ron
Hansen, published by Santa Clara University:
Consider The Public Burning, Robert Coover’s imaginative retelling of the
1953 execution of Julius and Ethel Rosenberg following their federal conviction
for supplying the Soviet Union with nuclear secrets. E. L. Doctorow had handled
the Rosenberg material in his 1971 novel The
Book of Daniel, but names were changed and Doctorow’s focus was on the
fictionalized life consequences for the children of executed spies in the Cold
War period. Whereas in Coover’s 1977 satire, the facts were often authentic,
Time magazine and other news sources were quoted extensively in a sarcastic
way, and a still-living historical eminence, the Watergate-stained ex-President
Richard M. Nixon, was mocked by a fictional romance with Ethel Rosenberg and by
a finale in which Nixon submits to anal sex with Uncle Sam. Calculating that
the novel would collect significant review attention, the publisher of The Public Burning initially printed a
stunning number of copies so books would be available even if there was a legal
threat that halted print runs. But there was, in fact, no litigation. Coover’s
portrayal of the ex-president, the Rosenbergs, and America in the fifties was
manic and even cruel, but in the case of Richard Nixon the fictional narrative
was so outrageous that no one could have believed the scenes authentic, and
were a formal complaint actually made it would only have called more attention
to a novel that Nixon and his friends wanted Americans to forget as quickly as
they forget the tabloid headlines about aliens or Nostradamus at the
supermarket checkout line.
This post is
long enough already that I will not delve into the further potential legal
issue of the appropriation of name and likeness because Matthews is using
Putin’s name without consent to gain commercial benefit. Simon & Schuster on
its website is already promoting Putin as a character.
Authors
looking to capitalize on a living real life person as a character face the
further risk of invasion of privacy.
I expect the
lawyers for Simon & Schuster carefully considered the risks of publishing a
book with the President of Russia as a villain. I will be watching in June when
the book is published in North America to see whether there is any reaction
from the Kremlin. When the movie, The Interview, which mocked North Korean
leader, Kim Jong-un, was about to be released there was loud complaining from
that nation and threats against America but no lawsuit against the makers of
the movie and the studio.
Those lawyers are braver souls than the English lawyers who advised Cambridge University Press on a non-fiction book involving Putin by Karen Dawisha that was not published by Cambridge University Press. An article in The Economist publishes a letter from the Press to the author explaining its decision. The following excerpt provides some of their reasoning:
We have no reason to doubt the veracity of what you say, but we
believe the risk is high that those implicated in the premise of the
book—that Putin has a close circle of criminal oligarchs at his
disposal and has spent his career cultivating this circle—would be
motivated to sue and could afford to do so. Even if the Press was
ultimately successful in defending such a lawsuit, the disruption
and expense would be more than we could afford, given our
charitable and academic mission.
President Putin has never been convicted for the crimes or
activities which are outlined in the book, and we cannot be sure
that any of the other named individuals or organisations have
either. That the allegations may have been published elsewhere
is no defence; re-publication of a libellous statement is still libel
if it cannot be proven to be true.